We're YOC Securities
We specialise in deceased estate share sale Australia and share transfer process. We're here to help legal professionals and financial advisors handle these matters. Our service is designed to enable executors, accountants, financial planners, and lawyers handling deceased estates to efficiently handle ASX shares.
How our deceased estate share liquidation process works
We offer a streamlined process to sell shares from a deceased estate and minimise the administrative burden for you or your clients.
1. Complete the forms
Complete the application form and read through the Financial Services Guide.
If you require authority forms, please contact hyeoh@yocsecurities.com or 0435 363 428
2. Send us your forms
Email application form, authority form, along with a certified copy of:
- Probate
- Death Certificate
- Executor’s drivers licence or passport
- Holding/dividend statements of shares to be sold
Note: The shares are held on either a Security Reference Number (SRN) or a CHESS Registered Number (HIN) details of which are located at the top right-hand side of the shareholding or dividend statement). For CHESS Holdings, please email us to find out the additional steps required to sell the shares.
3. Sell Shares
We sell the shares at the prevailing market price. You receive an emailed copy of the contract note, confirming the sale has been completed.
4. Settlement
Sale proceeds are credited to the nominated bank account 2 business days (ASX settlement days), after the sale has completed.
Transparent Transaction Fees
Our sale transaction fees per stock per transaction (including GST) are
$110
for transactions up to $20,000
0.55%
for transactions above $20,000
Our fee is automatically debited from the sale proceeds you receive.
Share Transfer Fee
If you need to transfer the shares from the deceased estate to the beneficiaries, we are able to assist in completing the necessary paperwork with the share registries. Our fee for this service is $110 or 0.55% (including GST) per share transfer.
Payment is made upfront via credit card or direct deposit.
Search for Security Reference Number (SRN)
Need help with a deceased estate SRN search? We can assist you in finding the SRN. Please provide us with dividend/holding statement and we will attempt to find the SRN. There is a search fee of $88 per share to locate the SRN. The fee will only be charged to you if the SRN can be located.
Why you should trust us
Experts with expertise
Since 2005 we have specialised in selling shares or transferring ASX listed shares for deceased estates. We have helped thousands of executors, solicitors, accountants and financial planners to sell shares. We offer a friendly, cost efficient and personalised service to assist with your deceased estate requirements.
Need to know more?
Simply email hyeoh@yocsecurities.com with your query and we will respond in due course.
Frequently Asked Questions
Please reach us at hyeoh@yocsecurities.com if you cannot find an answer to your question.
For shareholdings below $25,000 you must complete the small estates indeminity form per share holding and supply a certified copy of the Will.
Contact us at 0435 363 428 for a copy of the form.
Please contact your lawyer or call us at 0435 363 428
A Justice of the Peace (JP), Accountant, Authorised Representative of a Financial Planning Group, Solicitor, Pharmacist, Post Office Manager, Police or Bank Officer may certify your documents. They must clearly print their name, registration number (if applicable), sign and date.
Contact Us
Better yet, see us in person!
YOC Securities
Suite 217 Level 2, 111 Harrington Street, Sydney NSW 2000, Australia
Hours
Open today | 09:00 am – 05:00 pm |
We respectfully acknowledge the Traditional Owners of the land on which we work and recognise their continued custodianship and connection to the land, waters and community. We pay our respects to them and their Elders past, present and future and extend that respect to all Aboriginal and Torres Strait Islander peoples today.
Copyright © 2025 YOC Securities ABN 20 601 104 830. AFSL 465263.
Disclaimer: The information on this website is of a general nature only and does not take into account your personal circumstances. Please note that the circumstances of each investor are different and you should not act on this information without speaking to a licensed financial adviser, who can consider if the strategies and products are right for you
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